IS
Iris Sanguinetti
CONSULTIVA WEALTH MANAGEMENT,
San Juan, PR 00918
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CRD#: 4356882
IS
Professional summary
Iris Sanguinetti is a registered financial advisor currently at CONSULTIVA WEALTH MANAGEMENT, CORP. located in San Juan, and SAVILE CAPITAL MARKETS LLC located in Miami, Florida.
Iris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Iris has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
IRIS ACTS IN THE CAPACITY OF AN INDEPENDENT CONTRACTOR TO ATU GENERAL TRUST (BVI) LIMITED. THIS FIRM HELPS TO ESTABLISH COMPANIES WITHIN THE BRITISH VIRGIN ISLANDS. IRIS RECEIVES REFERRAL FEE, ONCE THE COMPANY IS FORMED. The name of the other business: SMIF (Barry University) Is the business investment-related: No The address of the other business: 11300 N E 2nd Ave, Miami Shores, FL 33161 The nature of the other business: Educational Your position, title, or relationship with the other business: Advisory Board Member. The start date of your relationship: 05/2012 The approximate number of hours/month you devote to the other business: 2 hours per quarter. The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: I SERVE ON THE ADVISORY BOARD OF SMIF (BARRY UNIVERSITY) CONSISTING OF 6 TO 10 MEMBERS FROM ACADEMIA, ALUMINA AND THE FINANCIAL INDUSTRY. AS A MEMBER WE MEET (2) TWICE PER YEAR TO CRITIQUE THE WORK AND ANALYSIS PRESENTED BY STUDENTS, PROVIDE RESEARCH MATERIAL IF NEEDED AND AID IN THE STUDENT PLACEMENT PROCESS AFTER GRADUATION. Iris maintains a company called Sanguimar LLC, created for the purpose of receiving her commissions from her activities as Investment Advisor in the future. However, at this time Sanguimar has no activity. Iris is a registered representative at Trade Bridge Capital LLC (TBC), an introducing broker-dealer. TBC is an affiliated entity with Consultiva Wealth Management Corp (CWM). Iris is an Investment Advisor at CWM, an affiliated Investment Advisor Firm; investment related. IAR does not receive additional compensation for directing trades to the affiliated broker-dealer.
CRS (Client Relationship Summary) - RIA
Click below to view Iris Sanguinetti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 2, 2022 - Present
CONSULTIVA WEALTH MANAGEMENT, CORP.
Office #1: American International Plaza 250 Ave. Muñoz Rivera, Suite 1420, San Juan, PR 00918RIA
CRD#: 111846
San Juan, PR
Current
March 14, 2023 - Present
SAVILE CAPITAL MARKETS LLC
Office #1: 1200 Brickell Ave. Ste 1680, Miami, FL 33131BD
CRD#: 316748
Miami, FL
Past
January 9, 2023 - March 9, 2023
SAVILE CAPITAL MARKETS LLC
BD
CRD#: 316748
Miami, FL
Past
May 28, 2019 - July 19, 2022
UCAP AMERICAS
RIA
CRD#: 170846
Miami, FL
Past
April 30, 2019 - July 19, 2022
UCAP AMERICAS
BD
CRD#: 173643
Miami, FL
Past
May 2, 2013 - April 22, 2019
INSIGHT SECURITIES, INC.
RIA
CRD#: 5611
CORAL GABLES, FL
Past
April 30, 2013 - April 22, 2019
INSIGHT SECURITIES, INC.
BD
CRD#: 5611
CORAL GABLES, FL
Past
October 10, 2012 - January 22, 2013
BOLTON GLOBAL CAPITAL
BD
CRD#: 15650
MIAMI, FL
Past
January 14, 2011 - August 24, 2012
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
MIAMI, FL
Past
January 7, 2011 - August 24, 2012
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
MIAMI, FL
Past
August 8, 2001 - December 31, 2009
NORTHERN TRUST SECURITIES, INC.
RIA
CRD#: 7927
MIAMI, FL
Past
April 23, 2001 - December 17, 2010
NORTHERN TRUST SECURITIES, INC.
BD
CRD#: 7927
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CONSULTIVA WEALTH MANAGEMENT, CORP.
CONSULTIVA INTERNACIONAL INC | WHOLLY-OWNED SUBSIDIARY, CONSULTIVA SECURITIES,INC. | SAVILE CAPITAL MANAGEMENT LLC DBA | SAVILE CAPITAL GROUP LLC DBA | CONSULTIVA WEALTH MANAGEMENT, CORP. | CONSULTIVA INTERNACIONAL, INC.
CRD#: 111846 / SEC#: 801-57175
RIA
Registered Investment Advisory firm - (2/8/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(8/16/2022)
RR
Florida(5/25/2023)
IAR
New York(8/17/2022)
RR
New York(3/14/2023)
IAR
Puerto Rico(8/2/2022)
RR
Puerto Rico(9/20/2023)
RR
Wyoming(3/14/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CONSULTIVA WEALTH MANAGEMENT, CORP.
CONSULTIVA INTERNACIONAL INC | WHOLLY-OWNED SUBSIDIARY, CONSULTIVA SECURITIES,INC. | SAVILE CAPITAL MANAGEMENT LLC DBA | SAVILE CAPITAL GROUP LLC DBA | CONSULTIVA WEALTH MANAGEMENT, CORP. | CONSULTIVA INTERNACIONAL, INC.
CRD#: 111846 / SEC#: 801-57175
RIA
Registered Investment Advisory firm - (2/8/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
American International Plaza 250 Ave. Muñoz Rivera, Suite 1420, San Juan, PR 00918
Mailing Address
Phone number
(787) 763-5868
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 139 |
| AUM (Assets Under Management) | $ 429,665,565 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CONSULTIVA WEALTH MANAGEMENT, CORP.
CRD#: 111846San Juan, PR 00918TRUST BUT VERIFY
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