Dawn M. Dale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dawn Marie Dale, CFP®, who also goes by Dawn Marie Dale-bartow, was a registered financial professional .
Dawn is a previously registered financial professional and started their career in finance in 2001. Dawn had worked at 5 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2015 - July 24, 2015
CONNEMARA FEE ONLY PLANNING, LLC
March 18, 2015 - July 24, 2015
CONNEMARA FAMILY OFFICE MANAGEMENT, LLC
May 19, 2005 - April 15, 2011
GFO ADVISORY SERVICES, LLC
April 22, 2005 - May 25, 2005
UBS FINANCIAL SERVICES INC.
January 2, 2003 - December 31, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 13, 2001 - December 31, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CONNEMARA FEE ONLY PLANNING, LLC
CRD#: 154261 / SEC#:
Contact information
Red Flags
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