Ian M. Macconnachie
Professional summary
Ian Millar Macconnachie, who also goes by Ian Millar Mac Connachie III, Ian Millar Macconnachie III, is a registered financial professional currently at TRANSAMERICA CAPITAL, LLC located in Denver, Colorado.
Ian is registered as a RR (Registered Representative) and started their career in finance in 2001. Ian has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ian Millar Macconnachie's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2022 - Present
TRANSAMERICA CAPITAL, LLC
Office #1: 1801 California St Suite 5200, Denver, CO 80202May 10, 2017 - September 16, 2022
LPL FINANCIAL LLC
March 4, 2016 - February 2, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
April 26, 2006 - March 23, 2015
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2004 - January 27, 2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 7, 2002 - January 1, 2004
TEACHERS PERSONAL INVESTORS SERVICES, INC.
June 25, 2001 - April 11, 2002
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/19/2022)
Exams
FINRA
Current Firm
TRANSAMERICA CAPITAL, LLC
CRD#: 8217 / SEC#: , 8-24829
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AUSA HOLDING, LLC | PARENT | |
| ACKERMAN, TIMOTHY LEON | DIRECTOR | 2311523 |
| BEITZEL, BRIAN | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | 6183770 |
| CARNEY, ROBERT DONALD | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | 6747924 |
| HALLORAN, MARK FRANCIS | DIRECTOR | 1128889 |
| HELLERMAN, DOUGLAS | CHIEF COMPLIANCE OFFICER | 4696681 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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