Albert B. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Beckford Jones, who also goes by Albert B Jones, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 2001. Albert had worked at 8 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2013 - June 10, 2014
GLOBAL-AMERICAN INVESTMENTS, INC.
January 4, 2011 - January 31, 2011
TITLE SECURITIES, INC.
December 17, 2008 - March 24, 2009
CORPORATE INVESTMENTS GROUP, INC.
April 25, 2006 - October 26, 2006
CHICAGO SECURITIES CORP
March 17, 2006 - October 26, 2006
TOUCHPOINT SECURITIES CORP.
January 3, 2005 - March 2, 2005
TRADINGBLOCK
October 25, 2004 - February 22, 2005
BRIDGE ADVISORS, INC. DBA TRADINGBLOCK ADVISORS
June 27, 2001 - February 3, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 18, 2001 - February 3, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL-AMERICAN INVESTMENTS, INC.
CRD#: 41802 / SEC#: , 8-49582
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
