Arik Kermit Peterson
Professional Summary
Arik Kermit Peterson, who also goes by Arik Kermit Peterson, is a registered financial advisor currently at NECTARINE located in Fort Collins, Colorado. Arik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Arik has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Arik Kermit Peterson
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
25 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
NECTARINE | NECTARINE, INC. | NECTARINE FINANCIAL, INC.
Contact Information
Main Address
1650 Garnet Avenue #1090, San Diego, CA 92109Phone Number
(858) 779-0115# of Employees
29SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Part 2 Brochures
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
NECTARINE | NECTARINE, INC. | NECTARINE FINANCIAL, INC.
State Registrations and Notice Filings
(1/29/2025)
(1/29/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2001About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Arik Kermit Peterson's CRS (Customer Relationship Summary).
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