Arik K. Peterson

NECTARINE

Fort Collins, CO

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CRD#: 4356241

Professional summary

Arik Kermit Peterson, who also goes by Arik Kermit Peterson, is a registered financial advisor currently at NECTARINE located in Fort Collins, Colorado.

Arik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Arik has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Arik Kermit Peterson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Dads Are, LLC Not investment-related Private residence in Fort Collins, CO T-shirt/ merchandise company CEO/ Founder Start date: 02/10/2020 0 hours per month 0 hours per month during trading hours All small business owner duties

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arik Kermit Peterson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2025 - Present

NECTARINE

RIA

CRD#: 327155

Fort Collins, CO

Past

August 4, 2016 - January 16, 2020

PRINCIPAL ASSET MANAGEMENT

RIA

CRD#: 109002

Des Moines, IA

Past

July 28, 2016 - December 31, 2019

PRINCIPAL FUNDS DISTRIBUTOR, INC.

CRD#: 43261

DES MOINES, IA

Past

May 5, 2011 - September 25, 2012

PRINCIPAL FUNDS DISTRIBUTOR, INC.

CRD#: 43261

DES MOINES, IA

Past

May 5, 2008 - March 19, 2015

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

DES MOINES, IA

Past

October 19, 2007 - March 19, 2015

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

March 1, 2001 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 1, 2001 - April 9, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NECTARINE

NECTARINE | NECTARINE, INC. | NECTARINE FINANCIAL, INC.

CRD#: 327155 / SEC#: 801-128604

RIA

Registered Investment Advisory firm - (8/21/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/29/2025)

IAR

Texas
(1/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/2/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/30/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/28/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NECTARINE

NECTARINE | NECTARINE, INC. | NECTARINE FINANCIAL, INC.

CRD#: 327155 / SEC#: 801-128604

RIA

Registered Investment Advisory firm - (8/21/2023 Approved)

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Contact information

Main Address

1650 Garnet Avenue #1090, San Diego, CA 92109

Mailing Address

Phone number

(858) 779-0115

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-09-12 NECTARINE FORM ADV PART 2A (9/12/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Arik K. Peterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arik Kermit Peterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRINCIPAL ASSET MANAGEMENT

PRINCIPAL FUNDS DISTRIBUTOR, INC.

PRINCIPAL FUNDS DISTRIBUTOR, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

NECTARINE

State Registrations and Notice Filings

Exams

Series 66

Date: 5/2/2008

Series 63

Date: 4/30/2002

SIE

Date: 10/1/2018

Series 7

Date: 12/20/2001

Series 6

Date: 2/28/2001

Current Firm

NECTARINE

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

NECTARINE

TRUST BUT VERIFY

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