Steven Todd Schlegel
CFP®Professional Summary
Steven Todd Schlegel, CFP® is a registered financial advisor currently at SCHLEGEL DUNN LLC located in Plano, Texas. Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Steven has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
SCHLEGEL DUNN LLC | SCHLEGELDUNN, LLC
Contact Information
Main Address
7160 Dallas Parkway Suite 230, Plano, TX 75024Phone Number
(972) 327-3607# of Employees
4SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
535AUM (Assets Under Management)
$279,073,436Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
SCHLEGEL DUNN LLC | SCHLEGELDUNN, LLC
State Registrations and Notice Filings
(10/2/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Steven Todd Schlegel's CRS (Customer Relationship Summary).
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