Howard P. Alpern

CPA WEALTH ADVISORS

Atlanta, GA 30342

Some features on this profile are disabled

CRD#: 4356116

Professional summary

Howard Paul Alpern, who also goes by Howard P Alpern, Howard Alpern, Woody Alpern, is a registered financial advisor currently at CPA WEALTH ADVISORS, LLC located in Atlanta, Georgia.

Howard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Howard has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Howard P Alpern | Howard Alpern | Woody Alpern

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard Paul Alpern's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2014 - Present

CPA WEALTH ADVISORS, LLC

Office #1: 5565 Glenridge Connector Suite 825, Atlanta, GA 30342

RIA

CRD#: 170129

Atlanta, GA

Past

July 8, 2011 - September 6, 2013

CAPITAL INVESTMENT ADVISORS, LLC

RIA

CRD#: 158055

ATLANTA, GA

Past

August 4, 2008 - September 6, 2013

WELA STRATEGIES, INC.

RIA

CRD#: 147762

ATLANTA, GA

Past

October 15, 2004 - August 1, 2011

CAPITAL INVESTMENT ADVISORS LLC

RIA

CRD#: 108413

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/6/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/5/1999

Uniform Investment Adviser Law Examination

Current Firm

CPA WEALTH ADVISORS, LLC

ADVISORSITRUST | CPA WEALTH ADVISORS, LLC

CRD#: 170129 / SEC#:

Florida

Registered Investment Advisory firm - (3/22/2019 Approved)

Georgia

Registered Investment Advisory firm - (1/3/2014 Approved)

South Carolina

Registered Investment Advisory firm - (2/27/2017 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5565 Glenridge Connector Suite 825, Atlanta, GA 30342

Mailing Address

Phone number

(770) 843-0399

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Busby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Atlanta, GA

George Mauser

ATLAS INVESTMENT ADVISORS

IAR

ALPHARETTA, GA

Dena Wilhoit

STATE FARM INVESTMENT MANAGEMENT CORP.

IAR

GRAYSON, KY

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Howard P. Alpern

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard Paul Alpern's CRS (Customer Relationship Summary).

Certified licenses

Experience

CPA WEALTH ADVISORS, LLC

CAPITAL INVESTMENT ADVISORS, LLC

WELA STRATEGIES, INC.

CAPITAL INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/5/1999

Current Firm

CPA WEALTH ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

CPA WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors