Douglas Moreland King | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Douglas Moreland King was a registered financial professional .

Douglas is a previously registered financial professional and started their career in finance in 2001. Douglas had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 10, 2010 - December 15, 2016

MERIT FINANCIAL ADVISORS

RIA

CRD#: 142457

DAVIDSON, NC

Past

December 9, 2010 - December 20, 2016

LPL FINANCIAL LLC

BD

CRD#: 6413

DAVIDSON, NC

Past

December 17, 2002 - December 10, 2010

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

CHARLOTTE, NC

Past

December 13, 2002 - December 10, 2010

SECURITIES AMERICA, INC.

BD

CRD#: 10205

DAVIDSON, NC

Past

December 31, 2001 - December 17, 2002

OSAIC FA, INC.

RIA

CRD#: 3978

CHARLOTTE, NC

Past

March 9, 2001 - December 17, 2002

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD

CRD#: 2580

FORT WAYNE, IN

Past

March 9, 2001 - December 17, 2002

OSAIC FA, INC.

BD

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERIT FINANCIAL ADVISORS

CRD#: 142457 / SEC#: 801-67462

RIA

Registered Investment Advisory firm - (1/31/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 3/30/2001

Uniform Combined State Law Examination

General Industry/Product Exam

RR

SIE

Date: 12/20/2016

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 3/8/2001

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 9/21/2009

General Securities Principal Examination

Current Firm

MERIT FINANCIAL ADVISORS

CRD#: 142457 / SEC#: 801-67462

RIA

Registered Investment Advisory firm - (1/31/2007 Approved)

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Contact information

Main Address

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009

Mailing Address

Phone number

(678) 867-7050

Established

Firm type

Fiscal year end

# of Employees

279

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MERIT FINANCIAL GROUP, LLC BROCHURE (9/12/2025)

MERIT FINANCIAL GROUP WRAP FEE PROGRAM BROCHURE (3/3/2025)

Regulatory assets under management

Total Number of Accounts	31,882
AUM (Assets Under Management)	$ 10,576,048,244

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas M. King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

MERIT FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/2001

SIE

Date: 12/20/2016

Series 7

Date: 3/8/2001

Series 24

Date: 9/21/2009

Current Firm

MERIT FINANCIAL ADVISORS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MERIT FINANCIAL ADVISORS

TRUST BUT VERIFY

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