Victoria M. Rixon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victoria Moore Rixon, who also goes by VIctoria Marie Rixon, Victoria Rixon, was a registered financial professional .
Victoria is a previously registered financial professional and started their career in finance in 2001. Victoria had worked at 7 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 10, Series 9, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2019 - February 17, 2021
BB&T SECURITIES, LLC
December 9, 2019 - February 17, 2021
BB&T SECURITIES, LLC
July 5, 2017 - December 31, 2017
GFO ADVISORY SERVICES, LLC
October 24, 2016 - December 15, 2023
TRUIST ADVISORY SERVICES, INC.
October 18, 2016 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
July 13, 2016 - December 15, 2023
TRUIST INVESTMENT SERVICES, INC.
May 27, 2010 - June 20, 2016
J.P. MORGAN SECURITIES LLC
October 8, 2007 - January 22, 2010
FORTIGENT SECURITIES COMPANY, LLC.
March 30, 2001 - April 19, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 22, 2001 - April 19, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
