Stephen G. Sedmak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Gerard Sedmak was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2001. Stephen had worked at 5 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2010 - April 11, 2012
VOYA INVESTMENTS DISTRIBUTOR, LLC
December 20, 2006 - August 16, 2010
ING INVESTMENT MANAGEMENT SERVICES LLC
December 1, 2005 - November 14, 2006
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 7, 2003 - December 1, 2005
LEGG MASON WOOD WALKER, INCORPORATED
April 16, 2001 - January 10, 2003
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/16/2001
Limited Representative-Equity Trader ExamCurrent Firm
VOYA INVESTMENTS DISTRIBUTOR, LLC
CRD#: 37886 / SEC#: , 8-48020
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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