Leonard L. Bronner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonard Larry Bronner was a registered financial professional .
Leonard is a previously registered financial professional and started their career in finance in 2001. Leonard had worked at 2 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2001 - June 22, 2001
PHILLIPS & COMPANY
March 6, 2001 - March 19, 2001
WILLAMETTE SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PHILLIPS & COMPANY
CRD#: 35800 / SEC#: , 8-46896
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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