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EJ

Erik John Jensen

CRD# 4355838·Registered 2002 - 2019
Previously Registered: Being a previously registered professional could mean that Erik is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Erik John Jensen, who also goes by Erik John Jensen, Erik Johm Jensen, was a registered financial advisor. Erik was a previously registered financial professional and started their career in finance 2002 - 2019. Erik had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Erik John Jensen, Erik Johm Jensen

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

LOCORR DISTRIBUTORS, LLC·CRD# 41782
BD
Excelsior, MN
October 12, 2012 - May 14, 2019
ALLIANZ LIFE FINANCIAL SERVICES, LLC·CRD# 612
BD
Golden Valley, MN
March 7, 2011 - October 2, 2012
RIVERSOURCE DISTRIBUTORS, INC.·CRD# 139135
BD
Minneapolis, MN
May 14, 2008 - December 31, 2010
FBL MARKETING SERVICES, LLC·CRD# 5309
BD
Faribault, MN
March 12, 2007 - May 15, 2008
U.S. BANCORP INVESTMENTS, INC.·CRD# 17868
BD
Saint Paul, MN
March 1, 2002 - December 20, 2002

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Current Firm

LD
LOCORR DISTRIBUTORS, LLC

LOCORR DISTRIBUTORS, LLC | STRATEGIC TRADING, INC. | OCTAVUS LLC

CRD#: 41782 / SEC#: 8-49568
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

687 Excelsior Blvd, Excelsior, MN 55331

Mailing Address

687 Excelsior Blvd, Excelsior, MN 55331

Phone Number

(952) 767-6900

Established

Minnesota since 02/07/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (14 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
OCTAVUS GROUP LLCOWNER—
KINZIE, KEVIN MICHAELCEO4384324
ESSEN, JON CHADWICKPRINCIPAL, CFO, FINOP2469593
HULL, BRIAN FRANCISCCO2685889

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2007About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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