James B. Cowart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Barrington Cowart JR., who also goes by James Barrington Cowart Jr, James Barrington Cowart, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2001. James had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2015 - December 31, 2018
FORTUNE FINANCIAL SERVICES, INC.
May 23, 2013 - May 7, 2014
FIRST ALLIED SECURITIES, INC.
May 31, 2012 - May 28, 2013
OSAIC SERVICES, INC.
December 22, 2009 - April 3, 2012
COUNTRY CAPITAL MANAGEMENT COMPANY
December 3, 2008 - December 18, 2009
ARQUE CAPITAL, LTD.
June 17, 2004 - December 4, 2008
FOX & COMPANY INVESTMENTS INC.
June 6, 2001 - December 18, 2003
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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