David A. Hammer

HAMMER ASSET MANAGEMENT

Auburn, CA 95603-5017

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CRD#: 4355537

Professional summary

David Allan Hammer JR, who also goes by David Allan Hammer, is a registered financial advisor currently at HAMMER ASSET MANAGEMENT, LLC located in Auburn, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. David has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Allan Hammer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sandalwood House, LLC dba Purple Cloud Tea is a non investment-related business located at 896 High Street - Auburn, CA 95603. The nature of the business is retail kitchen cooking supplies and tea ware. Mr. Hammer is the bookkeeper for Sandalwood House and after-hours online order fulfillment for Purple Cloud. He owns 49 shares of the entity since 2015. He spends approximately 16 hours per month with his duties, none of which are performed during securities trading hours. His duties include bookkeeping, quarterly accounting, and online order fulfillment.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allan Hammer JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2012 - Present

HAMMER ASSET MANAGEMENT, LLC

Office #1: 1223 High Street, Ste B1-2, Auburn, CA 95603-5017

RIA

CRD#: 106121

Auburn, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/27/2012)

IAR

New York
(1/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/2011

Uniform Investment Adviser Law Examination

Current Firm

HAMMER ASSET MANAGEMENT, LLC

HAMMER ASSET MANAGEMENT LLC | HAMMER ASSET MANAGEMENT, LLC

CRD#: 106121 / SEC#: 801-37476

RIA

Registered Investment Advisory firm - (1/5/2022 Terminated)

California

Registered Investment Advisory firm - (5/27/2021 Approved)

New York

Registered Investment Advisory firm - (1/4/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1223 High Street, Ste B1-2, Auburn, CA 95603-5017

Mailing Address

Phone number

(530) 888-0999

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	58
AUM (Assets Under Management)	$ 26,350,111

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David A. Hammer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Allan Hammer JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAMMER ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/2011

Current Firm

HAMMER ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HAMMER ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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