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MK

Michael Gray Keady

CRD# 4355475·Registered 2001 - 2014
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Gray Keady was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2001 - 2014. Michael had worked at 3 firms and has passed the Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

PEOPLE'S SECURITIES, INC.·CRD# 13704
BD
Greenwich, CT
January 30, 2008 - August 5, 2014
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Chicago, IL
September 22, 2004 - March 1, 2006
BNY INVESTMENT CENTER INC.·CRD# 47683
BD
New York, NY
February 11, 2004 - July 30, 2004
PEOPLE'S SECURITIES, INC.·CRD# 13704
BD
Bridgeport, CT
March 19, 2001 - March 8, 2002

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Current Firm

PS
PEOPLE'S SECURITIES, INC.

GERSTEIN FISHER | PEOPLE'S SECURITIES, INC. | PEOPLE'S FINANCIAL ADVISORS | OLSON MOBECK INVESTMENT ADVISORS | OLSON MOBECK | GERSTEIN FISHER ASSET MANAGEMENT

CRD#: 13704 / SEC#: 801-63122, 8-29667
BD
Terminated by SEC on 02/03/2023

Contact Information

Main Address

850 Main Street, Bridgeport, CT 06604

Established

Connecticut since 04/29/1983

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Latest Form ADV

Part 2 Brochures

PSI FORM ADV PART 2A (9/3/2019)

Direct owners and executive officers

NamePositionCRD#
MANUFACTURERS & TRADERS TRUST COMPANYPARENT—
HUNTER, JEFFREY FRANKPRESIDENT,PRINCIPAL OPERATIONS OFFICER,DIRECTOR1851035
KING, MARIECORPORATE SECRETARY2970483
MCAFEE, MATTHEW JAMESCHAIRMAN OF THE BOARD AND DIRECTOR5456594
MEDREK, EMILY SUI-LINGPRINCIPAL FINANCIAL OFFICER3185486
MURPHY, PATRICK JOHNDIRECTOR7563196
RUMANS, TERRI FOGARTYCHIEF COMPLIANCE OFFICER2574833

Disclosures

Regulatory Event

4

Arbitration

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2001About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2001About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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