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Ana Maria Moya

CRD# 4355465·Registered 2005 - 2018
Previously Registered: Being a previously registered professional could mean that Ana is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ana Maria Moya, who also goes by Ana Maria Wyatt, was a registered financial advisor. Ana was a previously registered financial professional and started their career in finance 2005 - 2018. Ana had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ana Maria Wyatt

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

VESTORY, LLC·CRD# 151858
RIA
Bellevue, WA
September 25, 2017 - March 14, 2018
CAPITAL ONE ADVISORS, LLC·CRD# 136865
RIA
Wilmington, DE
January 3, 2017 - April 18, 2017
CAPITAL ONE INVESTING, LLC·CRD# 45744
BD
Wilmington, DE
October 28, 2005 - April 18, 2017

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Current Firm

VL
VESTORY, LLC

VESTARTER | VESTORY, LLC | VESTORY, INC. | VESTORY INVESTMENT ADVISORY GROUP

CRD#: 151858 / SEC#: 801-96174

Contact Information

Main Address

2821 Northup Way Suite 150, Bellevue, WA 98004

Documents

Latest Form ADV

Part 2 Brochures

VESTORY_ADV_PART 2A (6/30/2020)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2016About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2005About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2009About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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