Richard K. Means
Professional summary
Richard Kimball Means III, who also goes by Pitt Means, is a registered financial professional currently at BP SECURITIES, LLC located in Bellevue, Washington.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2001. Richard has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 79, Series 7 and Series 28 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Kimball Means III's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 27, 2017 - Present
BP SECURITIES, LLC
Office #1: 11100 Ne 8th Street, Ste 400, Bellevue, WA 98004Office #2: 11100 Ne 8th Street, Suite 400, Bellevue, WA 98004December 4, 2013 - February 9, 2016
EXVERE SECURITIES LLC
October 6, 2005 - January 13, 2012
CAPITAL ONE ADVISORS, LLC
August 26, 2005 - January 13, 2012
CAPITAL ONE INVESTING, LLC
March 25, 2002 - July 14, 2003
DELAFIELD HAMBRECHT, INC.
March 29, 2001 - April 3, 2002
W.R. HAMBRECHT + CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/27/2017)
Exams
What does exam status mean?
Series 99TO
Passed: 1/2/2023
Operations Professional ExaminationSeries 79
Passed: 6/22/2017
Series 28
Passed: 11/7/2017
FINRA
Current Firm
BP SECURITIES, LLC
CRD#: 288568 / SEC#: , 8-69951
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
