Richard K. Means
Professional summary
Richard Kimball Means III, who also goes by Pitt Means, is a registered financial professional currently at BP SECURITIES, LLC located in Bellevue, Washington.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2001. Richard has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 79, Series 7 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Kimball Means III's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 27, 2017 - Present
BP SECURITIES, LLC
Office #1: 11100 Ne 8th Street, Ste 400, Bellevue, WA 98004Office #2: 11100 Ne 8th Street, Suite 400, Bellevue, WA 98004December 4, 2013 - February 9, 2016
EXVERE SECURITIES LLC
October 6, 2005 - January 13, 2012
CAPITAL ONE ADVISORS, LLC
August 26, 2005 - January 13, 2012
CAPITAL ONE INVESTING, LLC
March 25, 2002 - July 14, 2003
DELAFIELD HAMBRECHT, INC.
March 29, 2001 - April 3, 2002
W.R. HAMBRECHT + CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/27/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 11/7/2017
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
BP SECURITIES, LLC
CRD#: 288568 / SEC#: , 8-69951
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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