Angelo J. Lombardo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angelo Joseph Lombardo was a registered financial professional .
Angelo is a previously registered financial professional and started their career in finance in 2001. Angelo had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2016 - March 7, 2018
TRUIST ADVISORY SERVICES, INC.
May 12, 2006 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
March 27, 2006 - March 7, 2018
TRUIST INVESTMENT SERVICES, INC.
April 23, 2005 - March 24, 2006
WELLS FARGO CLEARING SERVICES, LLC
May 2, 2003 - April 23, 2005
SOUTHTRUST SECURITIES, LLC
February 26, 2001 - September 12, 2001
GLEACHER & COMPANY SECURITIES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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