Sean A. George
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Anthony George was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2001. Sean had worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2009 - August 10, 2010
HEDGECO SECURITIES, LLC
August 16, 2007 - December 31, 2007
RESOURCE HORIZONS GROUP LLC
May 27, 2005 - July 11, 2005
WELLS FARGO CLEARING SERVICES, LLC
February 4, 2004 - May 27, 2004
SUMA SECURITIES, LLC
April 16, 2001 - December 20, 2002
METROPOLITAN LIFE INSURANCE COMPANY
April 16, 2001 - December 20, 2002
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HEDGECO SECURITIES, LLC
CRD#: 142498 / SEC#: , 8-67470
Contact information
FINRA licenses (3 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
