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Sean Anthony George

CRD# 4354775·Registered 2001 - 2010
Previously Registered: Being a previously registered professional could mean that Sean is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sean Anthony George was a registered financial advisor. Sean was a previously registered financial professional and started their career in finance 2001 - 2010. Sean had worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

Past

HEDGECO SECURITIES, LLCPast·CRD# 142498
BD
West Palm Beach, FL
September 15, 2009 - August 10, 2010
RESOURCE HORIZONS GROUP LLCPast·CRD# 104368
BD
Marietta, GA
August 16, 2007 - December 31, 2007
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
St. Louis, MO
May 27, 2005 - July 11, 2005
SUMA SECURITIES, LLCPast·CRD# 35852
BD
Atlanta, GA
February 4, 2004 - May 27, 2004
METROPOLITAN LIFE INSURANCE COMPANYPast·CRD# 4095
BD
New York, NY
April 16, 2001 - December 20, 2002
MSI FINANCIAL SERVICES, INC.Past·CRD# 14251
BD
Springfield, MA
April 16, 2001 - December 20, 2002

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Current Firm

HS
HEDGECO SECURITIES, LLC

DMK SECURITIES, LLC | MADISONGREY SECURITIES, LLC | HEDGECO SECURITIES, LLC

CRD#: 142498 / SEC#: 8-67470
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

105 Narcissus Avenue Suite 701, West Palm Beach, FL 33401-5322

Mailing Address

105 Narcissus Avenue Suite 701, West Palm Beach, FL 33401-5322

Phone Number

(561) 835-8690

Established

Delaware since 08/15/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SMARTX TECHNOLOGY SOLUTIONS INC.HOLDING COMPANY—
JONES, SHARONFINOP3124470
MILANO, LOUIS MICHAELCHIEF COMPLIANCE OFFICER842064

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2003About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 2002About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 2001About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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