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AP

Aaron V. Porter

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CRD#: 4354488
AP

Professional summary


Aaron Virgil Porter was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Aaron Virgil Porter was a registered financial advisor .

Aaron is a previously registered financial advisor and started their career in finance in 2001. Aaron had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 3, 2006 - October 31, 2008

QA3 FINANCIAL LLC

RIA
CRD#: 104957
SPOKANE VALLEY, WA
Past

March 30, 2006 - October 31, 2008

QA3 FINANCIAL CORP.

BD
CRD#: 14754
SPOKANE VALLEY, WA
Past

June 12, 2002 - March 30, 2006

GREAT NORTHERN FINANCIAL SECURITIES, INC.

BD
CRD#: 113054
HAYDEN, ID
Past

June 27, 2001 - July 11, 2002

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
RED BANK, NJ
Past

March 1, 2001 - June 22, 2001

METROPOLITAN INVESTMENT SECURITIES, INC.

BD
CRD#: 14146
SPOKANE, WA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 11/15/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current firm


No current employment

Red Flags


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Company Information


No current employment

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