Glyshonda L. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glyshonda Latrece Johnson, who also goes by Glyshonda Latrece Sherman, Glyshonda Sherman, was a registered financial advisor .
Glyshonda is a previously registered financial advisor and started their career in finance in 2001. Glyshonda had worked at 9 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2011 - January 27, 2012
MSI FINANCIAL SERVICES, INC.
February 10, 2011 - January 27, 2012
MSI FINANCIAL SERVICES, INC.
April 16, 2010 - October 1, 2010
CHASE INVESTMENT SERVICES CORP.
April 16, 2010 - October 1, 2010
CHASE INVESTMENT SERVICES CORP.
July 24, 2007 - April 8, 2010
WELLS FARGO CLEARING SERVICES, LLC
July 24, 2007 - April 8, 2010
WELLS FARGO CLEARING SERVICES, LLC
November 9, 2005 - September 27, 2006
ALLSTATE FINANCIAL SERVICES, LLC
July 6, 2005 - November 2, 2005
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - November 2, 2005
CHASE INVESTMENT SERVICES CORP.
April 7, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
April 7, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
September 8, 2004 - April 12, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 13, 2004 - April 12, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 13, 2003 - December 31, 2003
PFS INVESTMENTS INC.
April 17, 2001 - June 28, 2001
IDS LIFE INSURANCE COMPANY
April 17, 2001 - June 28, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
