Donald Michael Bateman
Professional Summary
Donald Michael Bateman is a registered financial advisor currently at NATIONAL WEALTH MANAGEMENT GROUP, LLC located in Cincinnati, Ohio and LPL FINANCIAL LLC located in Coconut Creek, Florida. Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Donald has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
ALPINA FINANCIAL CONSULTANTS | NWMG ADVISORS | NATIONAL WEALTH MANAGEMENT GROUP, LLC | NATIONAL WEALTH MANAGEMENT GROUP | MODEL WEALTH GROUP, LLC | INFINITE WEALTH PLANNING | GERARDI WEALTH MANAGEMENT, LLC | ALPINA FINANCIAL CONSULTANTS, LLC
Contact Information
Main Address
11260 Chester Road Suite 250, Cincinnati, OH 45246-0002Phone Number
(513) 772-2592# of Employees
18SEC notice filing (29 States and Territories)
Registered to provide investment advisory services in 29 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
2,741AUM (Assets Under Management)
$534,944,698Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ALPINA FINANCIAL CONSULTANTS | NWMG ADVISORS | NATIONAL WEALTH MANAGEMENT GROUP, LLC | NATIONAL WEALTH MANAGEMENT GROUP | MODEL WEALTH GROUP, LLC | INFINITE WEALTH PLANNING | GERARDI WEALTH MANAGEMENT, LLC | ALPINA FINANCIAL CONSULTANTS, LLC
State Registrations and Notice Filings
(9/25/2013)
(2/21/2013)
(1/25/2016)
(2/11/2025)
(11/21/2023)
(2/26/2013)
(2/26/2013)
(2/26/2013)
(1/13/2015)
(2/26/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Donald Michael Bateman's CRS (Customer Relationship Summary).
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