DB
Donald M. Bateman
NATIONAL WEALTH MANAGEMENT GROUP
Cincinnati, OH 45246-0002
Some features on this profile are disabled
CRD#: 4354433
DB
Professional summary
Donald Michael Bateman is a registered financial advisor currently at NATIONAL WEALTH MANAGEMENT GROUP, LLC located in Cincinnati, Ohio and LPL FINANCIAL LLC located in Coconut Creek, Florida.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Donald has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 2/17/2016: NATIONAL WEALTH MANAGEMENT GROUP, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/25/2016 - 40 Hours Per Month During Securities Trading - IAR. 2) 1/17/2017: Donnie Bateman Band - Not Investment Related - Off site, depends on the establishment - Other-Musician - Started 12/15/2016 - 12 Hours Per Month/0 Hours During Securities Trading. 3) 11/9/2021 - No Business Name - Investment Related - 9174 Glades Road Boca Raton Florida 33434 - Mortgage/Real Estate Services - Started 12/01/14 - 4 Hours Per Month/0 Hours During Securities Trading - Real Estate Services. 4) 03/27/2025 - Select Motors - Not Investment Related - Car Sales - DEERFIELD BEACH, FL - Start Date:03/24/2025 - 3 Hrs/Mth - 0 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Donald Michael Bateman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2016 - Present
NATIONAL WEALTH MANAGEMENT GROUP, LLC
Office #1: 11260 Chester Road Suite 250, Cincinnati, OH 45246-0002RIA
CRD#: 174883
Cincinnati, OH
Current
February 21, 2013 - Present
LPL FINANCIAL LLC
Office #1: 4171 W Hillsboro Blvd Suite 4, Coconut Creek, FL 33073RIA
BD
CRD#: 6413
Coconut Creek, FL
Past
January 5, 2016 - December 31, 2021
NATIONAL WEALTH MANAGEMENT GROUP, LLC
RIA
CRD#: 174883
Coconut Creek, FL
Past
February 25, 2013 - September 8, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
DEERFIELD BEACH, FL
Past
July 28, 2010 - February 15, 2013
DAWSON JAMES ASSET MANAGEMENT, INC.
RIA
CRD#: 135259
BOCA RATON, FL
Past
July 9, 2010 - February 5, 2013
DAWSON JAMES SECURITIES, INC.
BD
CRD#: 130645
BOCA RATON, FL
Past
June 1, 2009 - July 21, 2010
MORGAN STANLEY
RIA
CRD#: 149777
FT. LAUDERDALE, FL
Past
June 1, 2009 - July 21, 2010
MORGAN STANLEY
BD
CRD#: 149777
FT. LAUDERDALE, FL
Past
October 25, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
FT. LAUDERDALE, FL
Past
September 9, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
FT. LAUDERDALE, FL
Past
August 16, 2001 - August 29, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NATIONAL WEALTH MANAGEMENT GROUP, LLC
ALPINA FINANCIAL CONSULTANTS | NATIONAL WEALTH MANAGEMENT GROUP, LLC | NATIONAL WEALTH MANAGEMENT GROUP | MODEL WEALTH GROUP, LLC | INFINITE WEALTH PLANNING | GERARDI WEALTH MANAGEMENT, LLC | ALPINA FINANCIAL CONSULTANTS, LLC
CRD#: 174883 / SEC#: 801-80983
RIA
Registered Investment Advisory firm - (2/19/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(9/25/2013)
RR
Florida(2/21/2013)
IAR
Florida(1/25/2016)
RR
Georgia(2/11/2025)
RR
Illinois(11/21/2023)
RR
Massachusetts(2/26/2013)
RR
New Hampshire(2/26/2013)
RR
New York(2/26/2013)
RR
North Carolina(1/13/2015)
IAR
Texas(1/5/2022)
RR
Vermont(2/26/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NW
NATIONAL WEALTH MANAGEMENT GROUP, LLC
ALPINA FINANCIAL CONSULTANTS | NATIONAL WEALTH MANAGEMENT GROUP, LLC | NATIONAL WEALTH MANAGEMENT GROUP | MODEL WEALTH GROUP, LLC | INFINITE WEALTH PLANNING | GERARDI WEALTH MANAGEMENT, LLC | ALPINA FINANCIAL CONSULTANTS, LLC
CRD#: 174883 / SEC#: 801-80983
RIA
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Contact information
Main Address
11260 Chester Road Suite 250, Cincinnati, OH 45246-0002
Mailing Address
Phone number
(513) 772-2592
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,066 |
| AUM (Assets Under Management) | $ 325,727,820 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NATIONAL WEALTH MANAGEMENT GROUP, LLC
CRD#: 174883Cincinnati, OH 45246-0002TRUST BUT VERIFY
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