Chad A. Dziedzic

BLACKROCK FINANCIAL MANAGEMENT,

New York, NY 10001

Some features on this profile are disabled

CRD#: 4354292

Professional summary

Chad Aaron Dziedzic is a registered financial advisor currently at BLACKROCK FINANCIAL MANAGEMENT, INC located in New York, New York and BLACKROCK INVESTMENTS, LLC located in New York, New York.

Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Chad has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Aaron Dziedzic's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2011 - Present

BLACKROCK FINANCIAL MANAGEMENT, INC

Office #1: 50 Hudson Yards, New York, NY 10001

RIA

CRD#: 107105

New York, NY

Current

May 4, 2011 - Present

BLACKROCK INVESTMENTS, LLC

Office #1: 50 Hudson Yards, New York, NY 10001

CRD#: 38642

New York, NY

Past

January 1, 2010 - April 29, 2011

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

ATLANTA, GA

Past

August 8, 2005 - January 1, 2010

INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.

RIA

CRD#: 109264

HOUSTON, TX

Past

April 30, 2001 - April 26, 2011

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKROCK FINANCIAL MANAGEMENT, INC

CRD#: 107105 / SEC#: 801-48433

RIA

Registered Investment Advisory firm - (2/28/1995 Approved)

Oklahoma

Registered Investment Advisory firm - (3/31/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/1/2021)

Alaska
(7/1/2021)

Arizona
(7/1/2021)

Arkansas
(1/4/2021)

California
(7/1/2021)

Colorado
(7/1/2021)

Connecticut
(7/1/2021)

Delaware
(7/1/2021)

District of Columbia
(7/1/2021)

Florida
(7/1/2021)

Georgia
(7/1/2021)

Hawaii
(7/1/2021)

Idaho
(7/1/2021)

Illinois
(5/19/2016)

Indiana
(7/1/2021)

Iowa
(7/1/2021)

Kansas
(7/1/2021)

Kentucky
(7/1/2021)

Louisiana
(7/1/2021)

Maine
(7/1/2021)

Maryland
(7/1/2021)

Massachusetts
(7/1/2021)

Michigan
(7/1/2021)

Minnesota
(7/1/2021)

Mississippi
(7/1/2021)

Missouri
(7/1/2021)

Montana
(7/1/2021)

Nebraska
(7/1/2021)

Nevada
(7/1/2021)

New Hampshire
(7/1/2021)

New Jersey
(5/4/2011)

New Mexico
(7/1/2021)

New York
(5/4/2011)

IAR

New York
(2/3/2022)

North Carolina
(7/1/2021)

North Dakota
(7/1/2021)

Ohio
(7/1/2021)

Oklahoma
(1/4/2021)

Oregon
(7/1/2021)

Pennsylvania
(7/1/2021)

Puerto Rico
(3/18/2024)

Rhode Island
(7/1/2021)

South Carolina
(7/1/2021)

South Dakota
(7/1/2021)

Tennessee
(2/28/2023)

Texas
(5/4/2011)

IAR

Texas
(5/4/2011)

Utah
(7/1/2021)

Vermont
(7/1/2021)

Virgin Islands
(3/18/2024)

Virginia
(7/1/2021)

Washington
(7/1/2021)

West Virginia
(7/1/2021)

Wisconsin
(7/1/2021)

Wyoming
(7/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/5/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/4/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/2006

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 1/27/2006

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 4/27/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BLACKROCK FINANCIAL MANAGEMENT, INC

CRD#: 107105 / SEC#: 801-48433

RIA

Registered Investment Advisory firm - (2/28/1995 Approved)

Oklahoma

Registered Investment Advisory firm - (3/31/2006 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

50 Hudson Yards, New York, NY 10001

Mailing Address

Phone number

(212) 810-5300

Established

Firm type

Fiscal year end

# of Employees

7,410

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLACKROCK FINANCIAL MANAGEMENT, INC. - BROCHURE (10/1/2025)

Regulatory assets under management

Total Number of Accounts	2,269
AUM (Assets Under Management)	$ 1,327,868,750,254

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
10/24/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Chad A. Dziedzic

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Aaron Dziedzic's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACKROCK INVESTMENTS, LLC

INVESCO ADVISERS, INC.

INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.

INVESCO DISTRIBUTORS, INC.

Primary Firm SEC Registration

BLACKROCK FINANCIAL MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/5/2005

Series 63

Date: 6/4/2001

SIE

Date: 10/1/2018

Series 7

Date: 12/21/2006

Series 62

Date: 1/27/2006

Series 6

Date: 4/27/2001

FINRA

Current Firm

BLACKROCK FINANCIAL MANAGEMENT, INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BLACKROCK FINANCIAL MANAGEMENT, INC

TRUST BUT VERIFY

Similar Advisors