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AS

Anthony C. Stamos

Some features on this profile are disabled
CRD#: 4354198
AS

Professional summary

Anthony C Stamos was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Anthony is a previously registered financial professional and started their career in finance in 2003. Prior to being barred, Anthony had worked at 11 firms, which includes VECTORGLOBAL WMG, MERRIMAN CAPITAL INC., DIRECT ACCESS PARTNERS LLC, BGC FINANCIAL L.P., ESPOSITO SECURITIES LLC, LOUIS CAPITAL MARKETS LLC, SLOAN SECURITIES CORP., DASH FINANCIAL TECHNOLOGIES LLC, INTERACTIVE BROKERS CORP., ELECTRONIC GLOBAL SECURITIES INC., FIRST MONTAUK SECURITIES CORP..

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 21, 2013 - June 14, 2013

VECTORGLOBAL WMG

BD
CRD#: 32396
JERSEY CITY, NJ 07311, NJ
Past

January 4, 2012 - February 21, 2013

MERRIMAN CAPITAL, INC.

BD
CRD#: 18296
NEW YORK, NY
Past

September 13, 2011 - January 10, 2012

DIRECT ACCESS PARTNERS LLC

BD
CRD#: 120950
NEW YORK, NY
Past

February 24, 2011 - September 8, 2011

BGC FINANCIAL, L.P.

BD
CRD#: 19801
NEW YORK, NY
Past

August 27, 2010 - February 22, 2011

ESPOSITO SECURITIES, LLC

BD
CRD#: 143710
NEW YORK, NY
Past

January 20, 2010 - June 30, 2010

LOUIS CAPITAL MARKETS, LLC

BD
CRD#: 48013
PARIS,
Past

April 7, 2009 - January 15, 2010

SLOAN SECURITIES CORP.

BD
CRD#: 17930
ENGLEWOOD CLIFFS, NJ
Past

May 15, 2008 - February 27, 2009

DASH FINANCIAL TECHNOLOGIES LLC

BD
CRD#: 104031
NEW YORK, NY
Past

January 26, 2007 - May 14, 2008

INTERACTIVE BROKERS CORP.

BD
CRD#: 117942
GREENWICH, CT
Past

May 16, 2005 - November 9, 2006

ELECTRONIC GLOBAL SECURITIES, INC.

BD
CRD#: 47584
NEW YORK, NY
Past

April 29, 2003 - May 16, 2003

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
RED BANK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/21/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/17/2003
General Securities Representative Examination

Current Firm

VW
VECTORGLOBAL WMG
VECTORGLOBAL WMG | VECTORMEX INCORPORATED | VECTORGLOBAL WMG, INC.

CRD#: 32396 / SEC#: , 8-45715

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1001 Brickell Bay Drive Suite 1900, Miami, FL 33131
Mailing Address
1001 Brickell Bay Drive Suite 1900, Miami, FL 33131
Phone number
(305) 350-3350
Established
Delaware since 01/14/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VECTORMEX INTERNATIONAL, INC.SOLE SHAREHOLDER
GADALA-MARIA, CARLOS ENRIQUEPRESIDENT, CEO, DIRECTOR, GSP4437613
SALGUERO, JUAN MANUELCCO2855462

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VECTORGLOBAL WMG

CRD#: 32396

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