Gregory P. Costantino

WINTHROP WEALTH

Wakefield, MA 01880

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CRD#: 4354102

Professional summary

Gregory Paul Costantino, CFP®, who also goes by Greg Costantino, is a registered financial advisor currently at WINTHROP WEALTH located in Wakefield, Massachusetts.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Gregory has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Costantino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Financial Planning Strategies, LLC - 301 Edgewater Place, Suite 100, Wakefield, MA 01880 - Investment-Related - Financial Planning/Entity for Tax/Employment Purposes - Managing Director - 01/2015 - 160 hr/mo. - 7 hr/day

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Paul Costantino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

March 19, 2018 - Present

WINTHROP WEALTH

Office #1: 301 Edgewater Place Suite 400, Wakefield, MA 01880

RIA

CRD#: 288178

Wakefield, MA

Past

June 20, 2018 - December 20, 2024

LPL FINANCIAL LLC

CRD#: 6413

WAKEFIELD, MA

Past

March 4, 2013 - February 2, 2015

CHOREO, LLC

RIA

CRD#: 111221

BOSTON, MA

Past

January 1, 2002 - September 14, 2010

CATURANO WEALTH MANAGEMENT, LLC

RIA

CRD#: 125435

BOSTON, MA

Past

March 21, 2001 - September 4, 2001

BROWN BROTHERS HARRIMAN & CO.

CRD#: 104487

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WINTHROP WEALTH

CRD#: 288178 / SEC#: 801-110461

RIA

Registered Investment Advisory firm - (4/28/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(8/19/2021)

IAR

Massachusetts
(3/19/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/29/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/12/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/2018

General Securities Representative Examination

Current Firm

WINTHROP WEALTH

CRD#: 288178 / SEC#: 801-110461

RIA

Registered Investment Advisory firm - (4/28/2017 Approved)

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Contact information

Main Address

321 Columbus Ave 3rd Fl, Boston, MA 02116-5168

Mailing Address

Phone number

(617) 530-1010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR WINTHROP ADVISORY GROUP, LLC (3/21/2025)

WRAP FEE BROCHURE FOR WINTHROP ADVISORY GROUP, LLC (3/20/2025)

Regulatory assets under management

Total Number of Accounts	3,872
AUM (Assets Under Management)	$ 2,600,886,145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory P. Costantino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Paul Costantino's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

CHOREO, LLC

CATURANO WEALTH MANAGEMENT, LLC

BROWN BROTHERS HARRIMAN & CO.

Primary Firm SEC Registration

WINTHROP WEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 6/29/2018

Series 65

Date: 12/12/2003

SIE

Date: 10/1/2018

Series 7

Date: 6/20/2018

Current Firm

WINTHROP WEALTH

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WINTHROP WEALTH

TRUST BUT VERIFY

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