Philip F. Bowles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Franklin Bowles, who also goes by Philip F. Bowles, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 2001. Philip had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2014 - August 18, 2017
ALLSTATE FINANCIAL ADVISORS, LLC
February 28, 2014 - August 17, 2017
ALLSTATE FINANCIAL SERVICES, LLC
September 14, 2010 - February 25, 2014
SECURITIES AMERICA ADVISORS, INC.
September 14, 2010 - February 25, 2014
SECURITIES AMERICA, INC.
May 4, 2007 - September 14, 2010
EDWARD JONES
April 18, 2001 - September 14, 2010
EDWARD JONES
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
