Jacob E. Ruotsinoja

ICON FINANCIAL

Bloomington, MN 55437

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CRD#: 4353932

Professional summary

Jacob Eugene Ruotsinoja is a registered financial advisor currently at ICON FINANCIAL located in Bloomington, Minnesota.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jacob has worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 6, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Insurance Agent - Non-Variable Insurance - Investment Related - Bloomington, MN - Start 07/30/2016 - 5 Hr/Mo; 5 Hour(s) During Securities Trading - INS TYPES: Life, LTC, Fixed Annuities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Eugene Ruotsinoja's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 20, 2017 - Present

ICON FINANCIAL

Office #1: 8400 Normandale Lake Blvd. #920, Bloomington, MN 55437

RIA

CRD#: 287830

Bloomington, MN

Past

January 22, 2014 - June 19, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

PRIOR LAKE, MN

Past

April 13, 2012 - June 19, 2017

LPL FINANCIAL LLC

CRD#: 6413

PRIOR LAKE, MN

Past

August 28, 2008 - April 17, 2012

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

Past

April 16, 2001 - December 7, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(6/20/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/5/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/30/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/19/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/27/2008

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 31

Date: 4/20/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/11/2001

General Securities Representative Examination

Current Firm

ICON FINANCIAL

CK FINANCIAL LLC | ICON FINANCIAL

CRD#: 287830 / SEC#:

Minnesota

Registered Investment Advisory firm - (4/19/2017 Approved)

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Contact information

Main Address

8400 Normandale Lake Blvd. #920, Bloomington, MN 55437

Mailing Address

Phone number

(800) 792-4809

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	173
AUM (Assets Under Management)	$ 38,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jacob E. Ruotsinoja

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Eugene Ruotsinoja's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ADP BROKER-DEALER, INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/5/2008

Series 66

Date: 5/30/2001

SIE

Date: 6/19/2017

Series 6

Date: 8/27/2008

Series 31

Date: 4/20/2001

Series 7

Date: 4/11/2001

Current Firm

ICON FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ICON FINANCIAL

TRUST BUT VERIFY

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