Charles M. Russell
Professional summary
Charles Marion Russell, who also goes by Charles Marion Russell III, Charles Russell, Chuck Russell, is a registered financial advisor currently at ALPERIN FINANCIAL SOLUTIONS located in Virginia Beach, Virginia.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Charles has worked at 6 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Marion Russell's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2024 - Present
ALPERIN FINANCIAL SOLUTIONS
November 14, 2023 - April 30, 2024
TD AMERITRADE, INC.
July 13, 2023 - April 30, 2024
CHARLES SCHWAB & CO., INC.
May 8, 2023 - April 30, 2024
CHARLES SCHWAB & CO., INC.
July 17, 2020 - November 4, 2020
MML INVESTORS SERVICES, LLC
June 16, 2020 - November 4, 2020
MML INVESTORS SERVICES, LLC
February 25, 2016 - June 2, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 28, 2016 - June 2, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 27, 2003 - December 16, 2015
WELLS FARGO CLEARING SERVICES, LLC
March 9, 2001 - July 20, 2001
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/16/2024)
Exams
Series 7TO
Date: 4/3/2023
General Securities Representative ExaminationCurrent Firm
ALPERIN FINANCIAL SOLUTIONS
CRD#: 325714 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 4,800,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/01/2025 |
Red Flags
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