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Audrey Lynn Mines

Audrey L. Mines

PITTENGER & ANDERSON
Lincoln, NE 68512
Some features on this profile are disabled
CRD#: 4352590
Audrey Lynn Mines

Professional summary

Audrey Lynn Mines, CFP®, who also goes by Audrey Lynn Schutt, is a registered financial advisor currently at PITTENGER & ANDERSON INC located in Lincoln, Nebraska.

Audrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Audrey has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 6, Series 4, Series 53, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Audrey Lynn Schutt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Audrey Lynn Mines's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2016

Experience

Current

June 10, 2016 - Present

PITTENGER & ANDERSON INC

Office #1: 5533 S. 27th Street Suite 201, Lincoln, NE 68512
RIA
CRD#: 111033
Lincoln, NE
Past

March 12, 2012 - May 12, 2016

SMITH HAYES ADVISERS INC

RIA
CRD#: 110776
LINCOLN, NE
Past

March 7, 2012 - May 12, 2016

SMITH HAYES FINANCIAL SERVICES CORPORATION

BD
CRD#: 17059
LINCOLN, NE
Past

March 27, 2007 - March 1, 2012

AMERITAS INVESTMENT COMPANY, LLC

RIA
CRD#: 14869
LINCOLN, NE
Past

May 15, 2001 - March 1, 2012

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
LINCOLN, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PITTENGER & ANDERSON INC
PITTENGER & ANDERSON INC
PITTENGER & ANDERSON INC | PITTENGER FINANCIAL INC

CRD#: 111033 / SEC#: 801-49107

RIA
Registered Investment Advisory firm - (5/3/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Nebraska
(6/10/2016)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/21/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/12/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/15/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/14/2001
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/20/2008
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 9/19/2006
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/3/2006
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 7/25/2003
Investment Company Products/Variable Contracts Principal Examination

Current Firm

PITTENGER & ANDERSON INC
PITTENGER & ANDERSON INC
PITTENGER & ANDERSON INC | PITTENGER FINANCIAL INC

CRD#: 111033 / SEC#: 801-49107

RIA
Registered Investment Advisory firm - (5/3/2000 Approved)
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Contact information

Main Address
5533 S. 27th Street Suite 201, Lincoln, NE 68512
Mailing Address
Phone number
(402) 328-8800
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DECEMBER 2025 ADV 2A (12/23/2025)

Regulatory assets under management

Total Number of Accounts2,261
AUM (Assets Under Management)$ 3,034,066,574

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PITTENGER & ANDERSON INC

PITTENGER & ANDERSON INC

CRD#: 111033Lincoln, NE 68512

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