Steven A. Moralez
Professional summary
Steven Anthony Moralez II, who also goes by Steven Anthony Moralez, II, is a registered financial professional currently at TORNADO located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2001. Steven has worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 55, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Anthony Moralez II's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2024 - Present
TORNADO
Office #1: 135 Madison Ave 5th Floor, New York, NY 10016September 16, 2014 - September 22, 2014
EQUITABLE ADVISORS, LLC
November 3, 2011 - September 10, 2012
FIRST AMERICAN CAPITAL AND TRADING CORPORATION
October 24, 2011 - September 19, 2012
E&J SECURITIES CORP.
May 11, 2010 - October 25, 2011
FAGENSON & CO., INC.
April 27, 2009 - November 14, 2011
BEACONS STRATEGIC CAPITAL, INC.
November 24, 2003 - January 3, 2011
GILT-EDGED EQUITIES, LLC
August 12, 2003 - April 12, 2010
FAGENSON & CO., INC.
June 3, 2002 - November 24, 2003
BEACONS STRATEGIC CAPITAL, INC.
February 22, 2001 - July 26, 2002
NORTHPORT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/19/2024)
Exams
Series 7TO
Date: 8/2/2024
General Securities Representative ExaminationSeries 55
Date: 9/20/2006
Limited Representative-Equity Trader ExamSeries 25
Date: 3/26/2001
NYSE Trading Assistant ExaminationFINRA
Current Firm
TORNADO
CRD#: 269966 / SEC#: , 8-69642
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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