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Afi I Lowery

BTIG
DALLAS, TX
·CRD# 4352533·25 years experience

Professional Summary

Afi I Lowery, who also goes by Afi Irene Lowery, Afit Tetteh Lowery, Afi Irene Tetteh, is a registered financial advisor currently at BTIG, LLC located in Dallas, Texas. Afi is registered as a RR (Registered Representative) and started their career in finance in 2001. Afi has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Afi Irene Lowery, Afit Tetteh Lowery, Afi Irene Tetteh

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

BTIG, LLC·CRD# 122225
BD
200 Crescent Court Suite 225, Dallas, TX 75201
September 28, 2022 - Present
FRONTIER SECURITIES·CRD# 136102
BD
Dallas, TX
March 25, 2013 - May 13, 2021
BNP PARIBAS SECURITIES CORP.·CRD# 15794
BD
New York, NY
May 25, 2011 - November 14, 2012
BNP PARIBAS PRIME BROKERAGE, INC.·CRD# 24962
BD
Dallas, TX
August 19, 2008 - October 3, 2012
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
Dallas, TX
May 10, 2001 - October 1, 2008

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Current Firm

BL
BTIG, LLC

BASS TRADING, LLC | BTIG, LLC | BTIG ELECTRONIC TRADING | BAYPOINT TRADING, LLC

CRD#: 122225 / SEC#: 8-65473
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

350 Bush Street 9th Floor, San Francisco, CA 94104

Mailing Address

350 Bush Street 9th Floor, San Francisco, CA 94104

Phone Number

(415) 248-2200

Established

Delaware since 06/05/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CONDOR TRADING LPMANAGER/MEMBER—
CZEPIEL, KYLE ROBERTCHIEF OPERATING OFFICER2360785
ENDRES, BRIAN KENNETHCFO/FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER2673131
HAMILTON, AUSTINCHIEF COMPLIANCE OFFICER2592315
LEROY, ANTON MAURICECHIEF EXECUTIVE OFFICER2862204

Disclosures

Regulatory Event

12

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(9/28/2022)
RR
Connecticut
(9/28/2022)
RR
Florida
(9/28/2022)
RR
Illinois
(9/28/2022)
RR
Massachusetts
(9/28/2022)
RR
New Jersey
(9/28/2022)
RR
New York
(9/28/2022)
RR
Pennsylvania
(9/28/2022)
RR
Texas
(9/28/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2010About the Series 24 exam
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SRO Registrations
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SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
MEMX LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq ISE, LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Afi I Lowery's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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