JD
Joseph J. Docter
SUMMIT CREEK ADVISORS
Minneapolis, MN 55402
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CRD#: 4352467
JD
Professional summary
Joseph John Docter is a registered financial advisor currently at SUMMIT CREEK ADVISORS located in Minneapolis, Minnesota.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Joseph has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph John Docter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 6, 2013 - Present
SUMMIT CREEK ADVISORS
Office #1: 120 South Sixth Street Suite 2200, Minneapolis, MN 55402RIA
CRD#: 135496
Minneapolis, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SUMMIT CREEK ADVISORS
SUMMIT CREEK ADVISORS | SUMMIT CREEK ADVISORS, LLC
CRD#: 135496 / SEC#: 801-70380
RIA
Registered Investment Advisory firm - (8/11/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(11/27/2013)
IAR
Texas(5/6/2013)
Exams
Current Firm
SC
SUMMIT CREEK ADVISORS
SUMMIT CREEK ADVISORS | SUMMIT CREEK ADVISORS, LLC
CRD#: 135496 / SEC#: 801-70380
RIA
Registered Investment Advisory firm - (8/11/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
120 South Sixth Street Suite 2200, Minneapolis, MN 55402
Mailing Address
Phone number
(612) 746-8990
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 789,760,655 |
Red Flags
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