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JD

Joseph J. Docter

SUMMIT CREEK ADVISORS
Minneapolis, MN 55402
Some features on this profile are disabled
CRD#: 4352467
JD

Professional summary

Joseph John Docter is a registered financial advisor currently at SUMMIT CREEK ADVISORS located in Minneapolis, Minnesota.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Joseph has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Docter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 6, 2013 - Present

SUMMIT CREEK ADVISORS

Office #1: 120 South Sixth Street Suite 2200, Minneapolis, MN 55402
RIA
CRD#: 135496
Minneapolis, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SUMMIT CREEK ADVISORS
SUMMIT CREEK ADVISORS | SUMMIT CREEK ADVISORS, LLC

CRD#: 135496 / SEC#: 801-70380

RIA
Registered Investment Advisory firm - (8/11/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(11/27/2013)
IAR
Texas
(5/6/2013)

Exams

Current Firm

SC
SUMMIT CREEK ADVISORS
SUMMIT CREEK ADVISORS | SUMMIT CREEK ADVISORS, LLC

CRD#: 135496 / SEC#: 801-70380

RIA
Registered Investment Advisory firm - (8/11/2009 Approved)
PREMIUM
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Contact information

Main Address
120 South Sixth Street Suite 2200, Minneapolis, MN 55402
Mailing Address
Phone number
(612) 746-8990
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCA FORM ADV PART 2A - BROCHURE: MARCH 2025 (3/21/2025)

Regulatory assets under management

Total Number of Accounts34
AUM (Assets Under Management)$ 789,760,655

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUMMIT CREEK ADVISORS

CRD#: 135496Minneapolis, MN 55402

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