Peter Ratcliffe
AIF®, CIMA®Professional Summary
Peter Ratcliffe, AIF®, CIMA®, who also goes by Peter Ellis Ratcliffe, is a registered financial advisor currently at AMERICAN BEACON ADVISORS, INC. located in Marlton, New Jersey and RESOLUTE INVESTMENT DISTRIBUTORS, INC. located in Irving`, Texas. Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Peter has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Peter Ellis Ratcliffe
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
25 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
AMERICAN BEACON ADVISORS, INC. | AMR INVESTMENTS | AMR INVESTMENT SERVICES, INC | AMR INVESTMENT | AMERICAN BEACON PARTNERS
Contact Information
Main Address
220 East Las Colinas Blvd., Suite 1200, Irving, TX 75039-5500Phone Number
(817) 391-6100# of Employees
121SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
65AUM (Assets Under Management)
$59,930,253,237Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
AMERICAN BEACON ADVISORS, INC. | AMR INVESTMENTS | AMR INVESTMENT SERVICES, INC | AMR INVESTMENT | AMERICAN BEACON PARTNERS
State Registrations and Notice Filings
(11/8/2022)
(11/8/2022)
(11/14/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2001About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Peter Ratcliffe's CRS (Customer Relationship Summary).
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