Sarah M. Horrigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sarah M Horrigan, who also goes by Sarah Mae Horrigan, Sarah Mae Snow, was a registered financial professional .
Sarah is a previously registered financial professional and started their career in finance in 2001. Sarah had worked at 5 firms and has passed the SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2022 - January 20, 2023
VICTORY CAPITAL MANAGEMENT INC.
July 27, 2018 - December 1, 2021
SEQUOIA FINANCIAL GROUP, L.L.C.
June 16, 2010 - July 13, 2018
LPL FINANCIAL LLC
May 5, 2008 - March 27, 2009
MML INVESTORS SERVICES, LLC
May 22, 2001 - July 20, 2001
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
VICTORY CAPITAL MANAGEMENT INC.
CRD#: 106189 / SEC#: 801-46878
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VICTORY CAPITAL MANAGEMENT INC.
CRD#: 106189 / SEC#: 801-46878
Contact information
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,566 |
| AUM (Assets Under Management) | $ 152,291,202,954 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
