Michael A. Cavallo
Professional summary
Michael Angelo Cavallo was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1973. Prior to being barred, Michael had worked at 7 firms, which includes PROVIDENTMUTUAL FINANCIAL SERVICES INC., ABN AMRO SECURITIES LLC, DREMAN LIQUIDATING CORPORATION, MARKETAMERICA SECURITIES INC., BOSTON PARTNERS SECURITIES L.L.C., PERSHING LLC, WOOD STRUTHERS & WINTHROP INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 1991 - June 26, 1991
PROVIDENTMUTUAL FINANCIAL SERVICES, INC.
February 21, 1990 - November 30, 1990
ABN AMRO SECURITIES LLC
March 23, 1988 - August 23, 1989
DREMAN LIQUIDATING CORPORATION
June 11, 1987 - March 11, 1988
MARKETAMERICA SECURITIES, INC.
March 21, 1983 - September 16, 1986
BOSTON PARTNERS SECURITIES, L.L.C.
March 10, 1978 - April 21, 1982
PERSHING LLC
December 6, 1973 - March 10, 1978
WOOD, STRUTHERS & WINTHROP INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 12/3/1973
Registered Representative ExaminationCurrent Firm
PROVIDENTMUTUAL FINANCIAL SERVICES, INC.
CRD#: 1619 / SEC#: , 8-12094
Contact information
Documents
Red Flags
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