SH
Scott M. Hasley
BDT & MSD PARTNERS
CHICAGO, IL 60611-4251
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CRD#: 4351725
SH
Professional summary
Scott Michael Hasley is a registered financial professional currently at BDT & MSD PARTNERS, LLC located in Chicago, Illinois.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2001. Scott has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Scott Michael Hasley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 12, 2021 - Present
BDT & MSD PARTNERS, LLC
Office #1: 401 N. Michigan Ave. Suite 3100, Chicago, IL 60611-4251BD
CRD#: 150459
CHICAGO, IL
Past
September 30, 2011 - October 1, 2020
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
CHICAGO, IL
Past
August 24, 2010 - September 13, 2011
FUNDS PLACEMENT GROUP, LLC
BD
CRD#: 145840
CHICAGO, IL
Past
September 12, 2006 - October 17, 2007
PIPER SANDLER & CO.
BD
CRD#: 665
CHICAGO, IL
Past
February 27, 2001 - September 12, 2006
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
BD
CRD#: 29540
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/26/2021)
RR
Alaska(2/4/2021)
RR
Arizona(1/26/2021)
RR
Arkansas(1/26/2021)
RR
California(1/13/2021)
RR
Colorado(2/9/2021)
RR
Connecticut(1/27/2021)
RR
Delaware(1/26/2021)
RR
District of Columbia(1/21/2021)
RR
Florida(1/19/2021)
RR
Georgia(1/22/2021)
RR
Hawaii(1/27/2021)
RR
Idaho(1/19/2021)
RR
Illinois(1/25/2021)
RR
Indiana(1/25/2021)
RR
Iowa(1/22/2021)
RR
Kansas(1/14/2021)
RR
Kentucky(1/26/2021)
RR
Louisiana(1/26/2021)
RR
Maine(1/13/2021)
RR
Maryland(1/12/2021)
RR
Massachusetts(1/13/2021)
RR
Michigan(1/26/2021)
RR
Minnesota(1/26/2021)
RR
Mississippi(1/25/2021)
RR
Missouri(1/12/2021)
RR
Montana(1/12/2021)
RR
Nebraska(1/25/2021)
RR
Nevada(1/25/2021)
RR
New Hampshire(1/12/2021)
RR
New Jersey(1/26/2021)
RR
New Mexico(1/29/2021)
RR
New York(1/30/2021)
RR
North Carolina(1/12/2021)
RR
North Dakota(2/2/2021)
RR
Ohio(1/12/2021)
RR
Oklahoma(1/26/2021)
RR
Oregon(1/19/2021)
RR
Pennsylvania(1/13/2021)
RR
Rhode Island(1/15/2021)
RR
South Carolina(2/1/2021)
RR
South Dakota(1/27/2021)
RR
Tennessee(1/26/2021)
RR
Texas(1/15/2021)
RR
Utah(1/14/2021)
RR
Vermont(1/26/2021)
RR
Virginia(1/28/2021)
RR
Washington(1/26/2021)
RR
West Virginia(4/29/2021)
RR
Wisconsin(1/12/2021)
RR
Wyoming(1/26/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
B&
BDT & MSD PARTNERS, LLC
BDT & COMPANY, LLC | BDT & MSD PARTNERS, LLC
CRD#: 150459 / SEC#: , 8-68263
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
401 N. Michigan Ave. Suite 3100, Chicago, IL 60611-4250
Mailing Address
401 N. Michigan Ave. Suite 3100, Chicago, IL 60611-4250
Phone number
(312) 660-7300
Established
Delaware since 04/30/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BDT & MSD HOLDINGS, L.P. | SOLE MEMBER | |
| BURNS, MICHAEL EDWIN | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2817817 |
| FEINGOLD, CHAD MORGAN | CHIEF OPERATING OFFICER | 4564290 |
| JESTER, DAN HAMILL | PRESIDENT | 2088996 |
| LEMKAU, GREGG ROBERT | CO-CHIEF EXECUTIVE OFFICER | 2529069 |
| MATHEWS, ERIKA LYNN | VICE PRESIDENT | 6230510 |
| MICHEL, CINDY ZEE | VICE PRESIDENT AND GLOBAL CHIEF COMPLIANCE OFFICER | 4661808 |
| ORR, SAN WATTERSON III | PRESIDENT | 2931458 |
| TODD, MARY ANN | CHIEF LEGAL OFFICER AND SECRETARY | 6910167 |
| TROTT, BYRON DAVID | CO-CHIEF EXECUTIVE OFFICER | 1082133 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
