Edward Ho
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Ho, who also goes by Koc Wei Ho, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 2003. Edward had worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2022 - February 6, 2025
ARENA FINANCIAL SERVICES, LLC
August 20, 2019 - November 16, 2022
MERCURY CAPITAL ADVISORS, LLC
September 18, 2018 - August 21, 2019
IRC SECURITIES LLC
October 2, 2015 - October 10, 2016
HEDGEBAY SECURITIES LLC
December 4, 2013 - January 31, 2014
BERENBERG CAPITAL MARKETS LLC
May 2, 2008 - December 5, 2011
ALTIMA SECURITIES LP
June 30, 2003 - February 3, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 30, 2003 - February 3, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 4, 2003 - May 30, 2003
FAM DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARENA FINANCIAL SERVICES, LLC
CRD#: 281709 / SEC#: , 8-69682
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
