Joseph C. Lauro
Professional summary
Joseph Christopher Lauro is a registered financial professional currently at K CAPITAL LLC located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2001. Joseph has worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Christopher Lauro's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 2013 - Present
K CAPITAL LLC
Office #1: 805 Third Avenue Floor 14, New York, NY 10022May 24, 2001 - October 24, 2001
ANDERSEN CORPORATE FINANCE LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/8/2013)
(1/1/2013)
(4/8/2013)
(1/4/2013)
(1/1/2013)
(4/8/2013)
(4/8/2013)
(8/26/2014)
(4/8/2013)
(8/18/2014)
(4/8/2013)
(4/8/2013)
(4/8/2013)
Exams
FINRA
Current Firm
K CAPITAL LLC
CRD#: 147191 / SEC#: , 8-67884
Contact information
FINRA licenses (15 States and Territories)
Documents
Red Flags
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