Joao-miguel A. Calil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joao-miguel A Calil, who also goes by Joao Miguel A Calil, Joao-miguel Amendola Calil, was a registered financial professional .
Joao-miguel is a previously registered financial professional and started their career in finance in 2001. Joao-miguel had worked at 3 firms and has passed the Series 65, Series 66, Series 7TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2019 - July 29, 2021
INSIGHT SECURITIES, INC.
May 16, 2017 - July 29, 2021
INSIGHT SECURITIES, INC.
November 14, 2006 - April 13, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 8, 2006 - April 13, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 22, 2001 - April 7, 2006
CITICORP INVESTMENT SERVICES
Primary Firm SEC Registration
INSIGHT SECURITIES, INC.
CRD#: 5611 / SEC#: 801-12999, 8-16247
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/5/2024
General Securities Representative ExaminationCurrent Firm
INSIGHT SECURITIES, INC.
CRD#: 5611 / SEC#: 801-12999, 8-16247
Contact information
SEC notice filing (36 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 94,216,934 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 5 |
Red Flags
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