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LM

Larry J. Michaels

LEGACY ADVISORY GROUP
SANTA ANA, CA 92705
Some features on this profile are disabled
CRD#: 4351477
LM

Professional summary

Larry Joseph Michaels is a registered financial advisor currently at LEGACY ADVISORY GROUP, INC located in Santa Ana, California.

Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Larry has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Joseph Michaels's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 13, 2026 - Present

LEGACY ADVISORY GROUP, INC

Office #1: 1932 E Deere Ave Ste 220, Santa Ana, CA 92705
RIA
CRD#: 328470
SANTA ANA, CA
Past

December 8, 2023 - April 15, 2024

LEGACY ADVISORY GROUP, INC

RIA
CRD#: 328470
SANTA ANA, CA
Past

October 16, 2012 - May 8, 2024

CROWN CAPITAL SECURITIES, L.P.

RIA
CRD#: 6312
SANTA ANA, CA
Past

October 16, 2012 - May 8, 2024

CROWN CAPITAL SECURITIES, L.P.

BD
CRD#: 6312
SANTA ANA, CA
Past

October 2, 2009 - October 22, 2012

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA
CRD#: 124446
IRVINE, CA
Past

October 2, 2009 - October 22, 2012

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
IRVINE, CA
Past

September 2, 2003 - October 9, 2009

CROWN CAPITAL SECURITIES, L.P.

RIA
CRD#: 6312
NEWPORT BEACH, CA
Past

September 2, 2003 - October 9, 2009

CROWN CAPITAL SECURITIES, L.P.

BD
CRD#: 6312
NEWPORT BEACH, CA
Past

December 19, 2001 - September 12, 2003

NEW ENGLAND SECURITIES

RIA
CRD#: 615
NEWPORT BEACH, CA
Past

October 24, 2001 - September 12, 2003

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY
Past

July 13, 2001 - October 18, 2001

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

April 24, 2001 - July 19, 2001

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/13/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/8/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/4/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/23/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/19/2003
General Securities Principal Examination

Current Firm

LA
LEGACY ADVISORY GROUP, INC
LEGACY ADVISORY GROUP, INC

CRD#: 328470 / SEC#:

California
Registered Investment Advisory firm - (1/1/2024 Approved)
Texas
Registered Investment Advisory firm - (12/8/2023 Conditional Restricted)
PREMIUM
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Contact information

Main Address
1932 E Deere Ave Ste 220, Santa Ana, CA 92705
Mailing Address
Phone number
(949) 825-6031
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts102
AUM (Assets Under Management)$ 44,027,184

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEGACY ADVISORY GROUP, INC

CRD#: 328470Santa Ana, CA 92705

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