Homira Rich
Professional summary
Homira Rich, who also goes by Homira Hussain, Mira Hussain, Mira Rich, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Lone Tree, Colorado and CHARLES SCHWAB & CO., INC. located in Lone Tree, Colorado.
Homira is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Homira has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Homira Rich's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2023 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 9800 Schwab Way, Lone Tree, CO 80124January 31, 2022 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 9800 Schwab Way, Lone Tree, CO 80124January 31, 2022 - March 13, 2023
CHARLES SCHWAB & CO., INC.
February 27, 2018 - October 14, 2022
TD AMERITRADE, INC.
February 26, 2018 - September 7, 2023
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - December 31, 2023
TD AMERITRADE, INC.
March 9, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
November 30, 2007 - February 26, 2018
SCOTTRADE, INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
