JH
John T. Howard
HOWARD FINANCIAL SERVICES, LTD.
DALLAS, TX 75231
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CRD#: 4351289
JH
Professional summary
John T Howard is a registered financial advisor currently at HOWARD FINANCIAL SERVICES, LTD. located in Dallas, Texas.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: Camp John Marc Foundation Whether the business is investment-related: Yes Address of the other business: 2929 Carlisle St #355, Dallas, TX 75204 The nature of the other business; Foundation for Camp John Marc, a camp for disabled or impaired children. Position: Board Member Title, or relationship with the other business: Board Member Approximate number of hours/month you devote to the other business: 10 Number of hours you devote to the other business during securities trading hours: 2
CRS (Client Relationship Summary) - RIA
Click below to view John T Howard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 11, 2003 - Present
HOWARD FINANCIAL SERVICES, LTD.
Office #1: 8350 Meadow Road Suite 181, Dallas, TX 75231RIA
CRD#: 107978
DALLAS, TX
Past
April 4, 2001 - April 24, 2003
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HOWARD FINANCIAL SERVICES, LTD.
HFS CAPITAL PARTNERS | HOWARD FINANCIAL SERVICES, LTD. | HOWARD FINANCIAL SERVICES, INC. | HFS WEALTH MANAGEMENT | HFS CAPITAL PARTNERS, LLC
CRD#: 107978 / SEC#: 801-46741
RIA
Registered Investment Advisory firm - (6/23/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(12/11/2003)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
HF
HOWARD FINANCIAL SERVICES, LTD.
HFS CAPITAL PARTNERS | HOWARD FINANCIAL SERVICES, LTD. | HOWARD FINANCIAL SERVICES, INC. | HFS WEALTH MANAGEMENT | HFS CAPITAL PARTNERS, LLC
CRD#: 107978 / SEC#: 801-46741
RIA
Registered Investment Advisory firm - (6/23/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8350 Meadow Road Suite 181, Dallas, TX 75231
Mailing Address
Phone number
(214) 346-0785
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,485 |
| AUM (Assets Under Management) | $ 1,423,796,795 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2024 | ||
| 03/26/2024 | ||
| 01/03/2023 |
Red Flags
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Company Information
HOWARD FINANCIAL SERVICES, LTD.
CRD#: 107978Dallas, TX 75231TRUST BUT VERIFY
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