William A. Hammer

MODERN FINANCIAL

MONUMENT, CO 80132

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CRD#: 4351231

Professional summary

William Austin Hammer, CFP®, who also goes by Bill Austin Hammer, is a registered financial advisor currently at MODERN FINANCIAL located in Monument, Colorado.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. William has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Austin Hammer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.HAMMER WEALTH MANAGEMENT SERVICES 1345 DANCING HORSE DR, COLORADO SPRINGS, CO, 5/2017 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/WK - 5/TRADING. 2.HAMMER WEALTH MANAGEMENT STRATEGIES, 1345 DANCING HORSE DR, COLORADO SPRINGS, CO, 5/2017 WRITING BOOK ABOUT BIBLICAL LIFE AND FINANCIAL PRINCIPLES. NIR - 5/WK - 0/TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Austin Hammer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

December 1, 2023 - Present

MODERN FINANCIAL

Office #1: 16055 Old Forest Pt Suite 130-a, Monument, CO 80132

RIA

CRD#: 317409

MONUMENT, CO

Past

May 1, 2017 - December 8, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Colorado Spring, CO

Past

May 1, 2017 - December 8, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Colorado Spring, CO

Past

July 26, 2002 - May 1, 2017

CETERA ADVISORS LLC

RIA

CRD#: 10299

COLORADO SPRINGS, CO

Past

July 26, 2002 - May 1, 2017

CETERA ADVISORS LLC

CRD#: 10299

COLORADO SPRINGS, CO

Past

December 14, 2001 - July 25, 2002

TRANSAMERICA FINANCIAL ADVISORS, INC.

RIA

CRD#: 3600

COLORADO SPRINGS, CO

Past

July 16, 2001 - July 25, 2002

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

LOS ANGELES, CA

Past

February 28, 2001 - July 13, 2001

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/27/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/27/2001

General Securities Representative Examination

Current Firm

MODERN FINANCIAL

MODERN FINANCIAL | MODERN FINANCIAL ASSET MANAGEMENT, LLC

CRD#: 317409 / SEC#:

Colorado

Registered Investment Advisory firm - (1/3/2022 Approved)

New Mexico

Registered Investment Advisory firm - (11/13/2025 Termination Requested)

Texas

Registered Investment Advisory firm - (10/4/2024 Approved)

Virginia

Registered Investment Advisory firm - (11/13/2025 Termination Requested)

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Contact information

Main Address

16055 Old Forest Pt Suite 130-a, Monument, CO 80132

Mailing Address

Phone number

(808) 341-0103

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	306
AUM (Assets Under Management)	$ 24,581,054

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William A. Hammer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Austin Hammer's CRS (Customer Relationship Summary).

Certified licenses

Experience

MODERN FINANCIAL

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

TRANSAMERICA FINANCIAL ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, INC.

CETERA ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/27/2001

SIE

Date: 10/1/2018

Series 7

Date: 2/27/2001

Current Firm

MODERN FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MODERN FINANCIAL

TRUST BUT VERIFY

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