William Austin Hammer
CFP®Professional Summary
William Austin Hammer, CFP®, who also goes by Bill Austin Hammer, is a registered financial advisor currently at MODERN FINANCIAL located in Monument, Colorado. William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. William has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bill Austin Hammer
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
25 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
MODERN FINANCIAL | MODERN FINANCIAL ASSET MANAGEMENT, LLC
Contact Information
Main Address
16055 Old Forest Pt Suite 130-a, Monument, CO 80132Phone Number
(808) 341-0103# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
348AUM (Assets Under Management)
$35,047,422Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(12/1/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view William Austin Hammer's CRS (Customer Relationship Summary).
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