Beat J. Ruettimann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Beat Josef Ruettimann was a registered financial professional .
Beat is a previously registered financial professional and started their career in finance in 2001. Beat had worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2006 - July 2, 2012
CREDIT SUISSE PRIVATE ADVISORS AG
August 15, 2002 - July 2, 2012
CREDIT SUISSE PRIVATE ADVISORS AG
March 16, 2001 - July 3, 2001
SWISS AMERICAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CREDIT SUISSE PRIVATE ADVISORS AG
CRD#: 112892 / SEC#: 801-60767, 8-53440
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDIT SUISSE AG | 100% OWNER | |
| BENDER, STEVEN CHRISTOPHER | FINANCIAL & OPERATIONS PRINCIPAL | 2650187 |
| GROB, ERWIN NMN | DIRECTOR | 5658742 |
| ISARIN, RICHARD NMN | CEO | 4412459 |
| KAUFMANN, IVO NMN | CHIEF INVESTMENT OFFICER | 4412460 |
| LUEOEND, FELIX THOMAS | CORPORATE SECRETARY | 5767915 |
| OSBORN, LESLIE J. | CHIEF COMPLIANCE OFFICER | 4580474 |
| SKOGLUND, PETER OTTO | DIRECTOR | 425909 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
