Henry F. Stelzl
Professional summary
Henry Frederick Stelzl was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Henry is a previously registered financial professional and started their career in finance in 1970. Prior to being barred, Henry had worked at 7 firms, which includes THE LEADERS GROUP INC., WALNUT STREET SECURITIES INC., PARK AVENUE SECURITIES LLC, GUARDIAN INVESTOR SERVICES LLC, GLICOA ASSOCIATES INC., IRVING H. LEDERMAN CO., CO-ORDINATED SECURITIES INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2002 - May 20, 2015
THE LEADERS GROUP, INC.
May 30, 2001 - July 25, 2002
WALNUT STREET SECURITIES, INC.
May 3, 1999 - May 25, 2001
PARK AVENUE SECURITIES LLC
February 8, 1974 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
February 10, 1972 - February 8, 1974
GLICOA ASSOCIATES, INC.
September 1, 1971 - April 7, 1977
IRVING H. LEDERMAN CO.
May 12, 1970 - March 6, 1972
CO-ORDINATED SECURITIES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/9/1963
Registered Representative ExaminationSeries 00
Date: 3/23/1970
General Securities Principal ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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