Edward F. Sullivan

EFS ASSET MANAGEMENT LLC

DALLAS, TX 75204

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CRD#: 4351128

Professional summary

Edward Franklin Sullivan JR. is a registered financial advisor currently at EFS ASSET MANAGEMENT LLC located in Dallas, Texas.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Edward has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Franklin Sullivan JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2025 - Present

EFS ASSET MANAGEMENT LLC

Office #1: 2608 Hibernia St. Suite 104, Dallas, TX 75204

RIA

CRD#: 106184

DALLAS, TX

Past

March 26, 2023 - December 31, 2023

EFS ASSET MANAGEMENT LLC

RIA

CRD#: 106184

DALLAS, TX

Past

September 4, 2009 - December 31, 2022

EFS ASSET MANAGEMENT LLC

RIA

CRD#: 106184

DALLAS, TX

Past

January 2, 2009 - November 13, 2009

WHITE STAR ASSET MANAGEMENT, LLC

RIA

CRD#: 148776

DALLAS, TX

Past

October 29, 2002 - January 29, 2004

SAGE ADVISORY SERVICES LTD CO

RIA

CRD#: 106236

AUSTIN, TX

Past

January 3, 2002 - January 29, 2004

SAGE FINANCIAL, LLC

CRD#: 115929

AUSTIN, TX

Past

February 22, 2001 - March 13, 2001

APS FINANCIAL CORPORATION

CRD#: 10033

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EFS ASSET MANAGEMENT LLC

BELMONT ADVISORS, INC. | FIVE KEYS CAPITAL ADVISORS INC. | EFS ASSET MANAGEMENT LLC | BELMONT GLOBAL ADVISORS, INC. | BELMONT GLOBAL ADVISORS

CRD#: 106184 / SEC#: 801-37873

RIA

Registered Investment Advisory firm - (12/7/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/29/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/3/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/21/2001

General Securities Representative Examination

Current Firm

EFS ASSET MANAGEMENT LLC

BELMONT ADVISORS, INC. | FIVE KEYS CAPITAL ADVISORS INC. | EFS ASSET MANAGEMENT LLC | BELMONT GLOBAL ADVISORS, INC. | BELMONT GLOBAL ADVISORS

CRD#: 106184 / SEC#: 801-37873

RIA

Registered Investment Advisory firm - (12/7/1990 Approved)

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Contact information

Main Address

2608 Hibernia St. Suite 104, Dallas, TX 75204

Mailing Address

Phone number

(214) 550-0914

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A MARCH 12, 2025 (3/12/2025)

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 60,018,287

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edward F. Sullivan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Franklin Sullivan JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

EFS ASSET MANAGEMENT LLC

EFS ASSET MANAGEMENT LLC

WHITE STAR ASSET MANAGEMENT, LLC

SAGE ADVISORY SERVICES LTD CO

SAGE FINANCIAL, LLC

APS FINANCIAL CORPORATION

Primary Firm SEC Registration

EFS ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/29/2002

Series 63

Date: 12/3/2001

Series 7

Date: 2/21/2001

Current Firm

EFS ASSET MANAGEMENT LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EFS ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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