Chad E. Hanson

PL WEALTH ADVISORS

COTTONWOOD HEIGHTS, UT

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CRD#: 4351092

Professional summary

Chad Eugene Hanson is a registered financial advisor currently at PL WEALTH ADVISORS, LLC located in Cottonwood Heights, Utah.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Chad has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PARADIGM LIFE - INVESTMENT-RELATED SALT LAKE CITY, UT - INSURANCE AGENCY - INSURANCE AGENT - APPROX 150 HRS/MONTH (APPROX 150 HRS/MONTH DURING TRADING HRS) - INSURANCE SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Eugene Hanson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2017 - Present

PL WEALTH ADVISORS, LLC

RIA

CRD#: 170887

COTTONWOOD HEIGHTS, UT

Past

May 23, 2012 - December 31, 2015

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

SALT LAKE CITY, UT

Past

April 11, 2012 - December 31, 2015

MML INVESTORS SERVICES, LLC

CRD#: 10409

SALT LAKE CITY, UT

Past

February 4, 2009 - February 21, 2012

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

BOISE, ID

Past

March 17, 2003 - February 3, 2009

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

BOISE, ID

Past

March 14, 2003 - February 21, 2012

MML INVESTORS SERVICES, LLC

CRD#: 10409

BOISE, ID

Past

March 8, 2001 - March 10, 2003

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(2/22/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/1/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/21/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/7/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PL WEALTH ADVISORS, LLC

CRD#: 170887 / SEC#:

California

Registered Investment Advisory firm - (6/16/2023 Terminated)

Florida

Registered Investment Advisory firm - (9/9/2025 Approved)

Idaho

Registered Investment Advisory firm - (4/11/2023 Approved)

Illinois

Registered Investment Advisory firm - (11/16/2021 Approved)

North Carolina

Registered Investment Advisory firm - (10/7/2025 Approved)

Pennsylvania

Registered Investment Advisory firm - (1/3/2022 Approved)

Texas

Registered Investment Advisory firm - (4/14/2022 Approved)

Utah

Registered Investment Advisory firm - (2/24/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

650 South 500 West Suite 128, Salt Lake City, UT 84101

Mailing Address

Phone number

(800) 870-8670

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Chad E. Hanson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Eugene Hanson's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MONY SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 3/1/2003

Series 63

Date: 3/21/2001

SIE

Date: 12/31/2015

Series 7

Date: 1/16/2003

Series 6

Date: 3/7/2001

Current Firm

PL WEALTH ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

PL WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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