James F. Cantelupe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Frank Cantelupe was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2001. James had worked at 7 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2017 - March 23, 2021
SUMMIT TRAIL SECURITIES, LLC
July 24, 2015 - March 19, 2021
SUMMIT TRAIL ADVISORS, LLC
July 24, 2015 - August 16, 2016
PURSHE KAPLAN STERLING INVESTMENTS
January 21, 2009 - August 8, 2015
BARCLAYS CAPITAL INC.
September 22, 2008 - August 8, 2015
BARCLAYS CAPITAL INC.
March 9, 2007 - October 15, 2008
LEHMAN BROTHERS INC.
March 9, 2007 - September 22, 2008
LEHMAN BROTHERS INC.
May 21, 2001 - March 16, 2007
ALLIANCEBERNSTEIN L.P.
April 5, 2001 - March 14, 2007
SANFORD C. BERNSTEIN & CO., LLC
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT TRAIL SECURITIES, LLC
CRD#: 285784 / SEC#: , 8-69859
Contact information
FINRA licenses (39 States and Territories)
Red Flags
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