DD
Daniel Da Ponte
AXIS WEALTH PARTNERS
East Providence, RI 02914
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CRD#: 4351051
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Professional summary
Daniel Da Ponte, AIF®, who also goes by Daniel Daponte, is a registered financial advisor currently at AXIS WEALTH PARTNERS, LLC located in East Providence, Rhode Island.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Daniel has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Daponte
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE SALES; AS AN AGENT; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 2. ASD PARTNERS, LLC, 100% OWNER AND LANDLORD REAL ESTATE PROPERTY, NON-INVESTMENT RELATED. 3. MDD REALITY, LLC, 100% OWNER AND LANDLORD REAL ESTATE PROPERTY, NON-INVESTMENT RELATED. 3. NOTARY PUBLIC 4. SUBLEASING OFFICE SPACE: NON-INVESTMENT RELATED 5. GREATER PROVIDENCE YMCA, BOARD MEMBER, NON-INVESTMENT RELATED 6. NEIGHBORHOOD HEALTH PLAN, BOARD MEMBER, NON-INVESTMENT RELATED 7. Massasoit Office Park Condo Association, Board Member, Non-Investment Related
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Da Ponte's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 27, 2013 - Present
AXIS WEALTH PARTNERS, LLC
Office #1: 400 Massasoit Avenue Suite 112, East Providence, RI 02914RIA
CRD#: 167122
East Providence, RI
Past
May 6, 2005 - March 27, 2013
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
EAST PROVIDENCE, RI
Past
May 6, 2005 - March 27, 2013
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
EAST PROVIDENCE, RI
Past
January 15, 2002 - May 27, 2005
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
PROVIDENCE, RI
Past
December 7, 2001 - May 27, 2005
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
March 5, 2001 - December 19, 2001
TUCKER ANTHONY INCORPORATED
BD
CRD#: 837
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AXIS WEALTH PARTNERS, LLC
AXIS ADVISORS, LLC | AXIS WEALTH PARTNERS, LLC
CRD#: 167122 / SEC#: 801-120324
RIA
Registered Investment Advisory firm - (2/12/2021 Approved)Florida
Registered Investment Advisory firm - (3/3/2021 Terminated)Massachusetts
Registered Investment Advisory firm - (3/3/2021 Terminated)Rhode Island
Registered Investment Advisory firm - (3/3/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/27/2025)
IAR
Massachusetts(4/8/2013)
IAR
Rhode Island(3/27/2013)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
AW
AXIS WEALTH PARTNERS, LLC
AXIS ADVISORS, LLC | AXIS WEALTH PARTNERS, LLC
CRD#: 167122 / SEC#: 801-120324
RIA
Registered Investment Advisory firm - (2/12/2021 Approved)Florida
Registered Investment Advisory firm - (3/3/2021 Terminated)Massachusetts
Registered Investment Advisory firm - (3/3/2021 Terminated)Rhode Island
Registered Investment Advisory firm - (3/3/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
400 Massasoit Avenue Suite 112, East Providence, RI 02914
Mailing Address
Phone number
(401) 441-5111
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,585 |
| AUM (Assets Under Management) | $ 289,667,386 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AXIS WEALTH PARTNERS, LLC
CRD#: 167122East Providence, RI 02914TRUST BUT VERIFY
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