John E. Yarbrough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Yarbrough was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2014 - November 2, 2015
HB SECURITIES, LLC
March 13, 2014 - March 17, 2014
NMS CAPITAL SECURITIES, LLC
October 1, 2012 - December 16, 2013
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
September 28, 2012 - December 16, 2013
J.P. TURNER & COMPANY, L.L.C.
April 17, 2008 - April 30, 2012
WELLS FARGO CLEARING SERVICES, LLC
April 16, 2008 - April 30, 2012
WELLS FARGO CLEARING SERVICES, LLC
March 3, 2003 - April 24, 2008
CITIGROUP GLOBAL MARKETS INC.
March 3, 2003 - April 24, 2008
CITIGROUP GLOBAL MARKETS INC.
May 13, 2002 - March 5, 2003
ALLIANCEBERNSTEIN L.P.
March 7, 2001 - March 5, 2003
SANFORD C. BERNSTEIN & CO., LLC
State Registrations and Notice Filings
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Exams
Current Firm
HB SECURITIES, LLC
CRD#: 140356 / SEC#: , 8-67307
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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